Background discussion paper by Dominick Jenkins, Greenpeace UK

 

Understanding the leaked Doctrine for Joint Nuclear Operations 3-12, Final Coordination (2) 15 March 2005 and the associated Editing Log of the Doctrine for Joint Nuclear Operations 3-12, Final Coordination (2) 15 March 2005.

 

This analysis of the Doctrine for Joint Nuclear Operations and the Editing Log of the Doctrine for Joint Nuclear Operations is broken down into the following sections:

  • The larger context.

  • The leaked document.

  • The editing of the document, the law and civilian casualties

  • Some other important edits.

  • Critical analysis

  • List of acronyms.

The reader is also directed to Hans Kristensen’s excellent article in the September 2005 Arms Control Today “The Role of U.S. Nuclear Weapons: New Doctrine Falls Short of Bush Pledge,” which both complements the analysis below and also makes important additional points.

The larger context

There is a logic to America’s nuclear developments. The basic idea is that America won the Cold War. Ronald Reagan’s massive investments in new military technology, from stealth bombers to Trident ballistic missile submarines, persuaded the Soviets that they could not compete. The result was that the Cold War ended with victory. This has opened up a unique opportunity. Through massive investments in new military technologies, extending and maintaining its global network of bases, and the willingness to use military force pre-emptively, America can turn that victory into permanent military superiority.

The idea is that American military force will be so much greater than that of any other nation that neither Europe or East Asian nations, which are now emerging as economic rivals to America, will be tempted to compete with it militarily. This was made clear in 1992 when the New York Times published a leaked Pentagon document, Defence Planning Guidance. This was written by Paul Wolfowitz, who now advises George W. Bush, and its principal supporter when it first appeared was Dick Cheney, the current Vice-President. The document argued that the object of maintaining US military posture, in the Middle East or else where, had less to do with immediate economic interests, such as oil, than with discouraging “advanced industrial nations from challenging our leadership.’ Aspiring powers in Europe and Asia in particular must be faced with a military dominance capable of  “deterring potential competitors from even aspiring to a larger regional or global role.”  The 1990s also saw the development of a new role for nuclear weapons. During the Reagan administration new highly accurate nuclear weapons, such as the MX missile and the Trident missile, had been developed to carry out a disarming first strike against Soviet missile silos, a development which was dangerously destabilising because it placed Soviet commanders in the position of to “use them or loose them” if they believed they were under attack. Now a new justification was invented. American nuclear weapons would provide a counter to third world nations who might challenge conventional American military power with chemical or biological weapons.

These developments have been taken a step further following the election of George W. Bush. In the September 2002 National Security Strategy, the doctrine outlined in Defence Planning Guidance has been given official status. The document affirmed that America had the right to launch pre-emptive attacks, anytime, anywhere, to ensure that its “forces will be strong enough to dissuade potential adversaries from pursuing a military build up in hope of surpassing, or equalling, the power of the United States.” The implications for American nuclear strategy were spelled out in the leaked 2002 Nuclear Posture Review, this stated that America would now plan to use nuclear weapons “pre-emptively” to deal with adversaries armed with chemical, biological, or nuclear weapons, to attack mobile missiles and deeply buried bunkers, and to deal with “surprising military developments.”

The main significance of the leaked Doctrine for Joint Nuclear Operations and the leaked edits to this document, is that they show how this doctrine, and a decade of nuclear weapons developments which preceded it, are now being turned into actual military practice.

The Bush administration believes that we are now in the midst of a “revolution in military affairs.” America has the advantage in this revolution because it is already the global leader in military science and technology. By undertaking massive investments in research and development, America will be able to transform its advantage into a permanent advantage. The idea is that by combining computer systems, new communications technologies, new sensing devices, and smart weapons, American commanders will be able to detect enemy forces anywhere on earth and immediately destroy them while themselves remaining invulnerable. The details of the Doctrine for Joint Nuclear Operations show how this idea is being worked out in practice.

 

The leaked draft document

The document and the editing log reveals:

Global Military Dominance.. The core concept in the final public document is “strategic deterrence.” This sounds like part of a defensive strategy because it is about deterring. In fact, it is best read as part of the strategy set out in The National Security Strategy in which the US seeks to take advantage of being the sole military super-power to carry out an active geopolitical strategy of converting the whole world to a open market which provides assured access for US goods and investments and US style democracy (see especially George Bush’s introduction).

            This can be seen in the definition of strategic deterrence: “the prevention of adversary aggression or coercion that threatens the vital interests of the United States and/or our national survival” (viii). As the Bush administration has defined America’s vital interests as the conversion of the world to an open market with assured access for US goods and investments, this concept legitimates US intervention anywhere in the world to maintain and strengthen its global power.

            This shift in US nuclear weapons doctrine, however, has not gone unopposed. The editing record of the Doctrine for Joint Nuclear Operations shows that there continues to be major opposition within the US military to the ideas: that the distinction between nuclear and conventional weapons can be blurred; that it is possible to develop low yield “usable” nuclear weapons; and to a conceptual distinction between counter-force and critical infrastructure targeting which suggests that nuclear weapons can be used without massive civilian deaths.

Pre-emption.  The document shows that America is now planning to use nuclear weapons pre-emptively in a wide variety of scenarios. These include: (1) when it judges that a country is intending to use chemical, biological or nuclear weapons; (2) to destroy biological weapons (but note the editing log shows that some US commanders do not think this will work, page 106, paragraph 534, and page 109, paragraph 147); (3) to destroy underground bunkers and other infrastructure required to execute a chemical, biological or nuclear attack against the US; (4) to counter “potentially overwhelming adversary conventional forces”; and (5) to respond to “adversary supplied WMD use by surrogates [terrorists] against US and multinational forces or civilian populations.” (see 3.2). The doctrine, then, envisages the use of nuclear weapons against non nuclear states in a very wide set of scenarios.

Use of missile defences.  The Bush administration justified pulling out of the Anti Ballistic Missile Treaty (ABM) because it argued that it should be allowed to build missile defences to protect civilians against attack. The document, by contrast, shows that the military is more concerned with using missile defences to protect military forces, and to thereby enhance their capacity to launch offensive operations. (see vii, 2.9).

International law. The document states “no customary or conventional international law prohibits nations from employing nuclear weapons in armed conflict.” (ix, 1.9).

There is no really enemy capable of justifying the new nuclear doctrine. The fall of the Soviet Union and the dissolution of the Warsaw Pact means that the Cold War justification for American nuclear forces no longer exists. The document deals with this problem in three ways. In the first place, it no longer justifies nuclear weapons, and nuclear war-fighting doctrines, by referring to specific enemies. Instead, it talks about the need to have various “capabilities” to create a range of “effects.” This new approach is dignified by talking about a “capabilities based approach”(vii, 1.3) In the second place, it plays up the threat posed by “regional powers” – the phrase which replaced “rogue states” in the unedited version – acquiring chemical, biological or nuclear weapons – so that they appear to be a threat on the same scale as the former Soviet Union. And in the third place, the doctrine refers to military history. “The lessons of military history remain clear: unpredictable, irrational conflicts occur. Military forces must be prepared to counter weapons and capabilities that exist or will exist in the near term even if no immediately likely scenarios for war are at hand” (3.1). This is, in fact, a metaphysical justification for these weapons masquerading as history. The actual historical context in which we find ourselves is one in which all the major powers are at peace; and in which disarmament treaties, political initiatives, citizen action and verification have succeeded in reducing the world’s nuclear arsenals from 70,000 nuclear warheads to 27,000 and by stopping nuclear testing have placed a major block on the constant modernisation of nuclear arsenals and their spread to new countries. That means, in the actual historical situation in which we find ourselves, there is a major opportunity to reduce the likelihood of a return to a major nuclear arms race by building on these achievements, whereas the US plans to build new nuclear weapons and its new doctrine of nuclear pre-emption threaten to restart the nuclear arms race and to place us once again in a situation where the world is threatened, minute by minute, with a major nuclear exchange. 

The editing of the document, the law and civilian casualties

The editing log of the document shows a major rift within the US military. The key place this occurs is between pages 63 and 69 of the editing log which discuss nuclear targeting.

In the earlier edition of the draft document - which we do not have but key elements of whose contents can be gleaned from the comments on how it should be changed – the very idea that nuclear weapons might be targeted against civilian was suppressed. This was done by giving two categories of nuclear target:

·        Counter-force which means the employment of nuclear weapons against military targets.

·        Critical infrastructure, the employment of nuclear weapons against all those targets which are critical for the opponent’s ability to continue fighting.

The later concept justifies a whole set of developments coming out of the “revolution in military affairs.” The idea is that extraordinarily accurate cruise missiles, for example, could destroy a power station right beside a school and none of the school children would be killed.

This way of classifying nuclear weapons targets suppress an alternative opposition. This distinguishes between counter-force and counter-value. This is the use of nuclear weapons against non military targets on which the opponent places a significant value, it includes targets such as cities and other population centers.

In section 351 European Command, EUCOM, strongly objects to this way of describing nuclear weapons targeting. It claims that what is happening is that the term “counter-value” targeting has been replaced by the term “critical infrastructure” and that this is a bad thing.

EUCOM gives two arguments for its objection. The first is that the term “critical infrastructure” is not widely understood in the academic literature on nuclear warfare and the second is that erodes the distinction between nuclear and conventional weapons: 

“Changing “counter value” to “critical infrastructure” obscures the reality that although nuclear weapons are, in some cases at least, weapons with military utility, they are always political weapons in a way that other weapon systems are not. If we loose the ability to speak in terms of “value” when dealing with nuclear weapons and instead must think of them in “infra-structural” terms, we risk losing view of the reality that the US may at some juncture use nuclear weapons for political – rather than strictly military—purpose.” (Italics in the original).

In short, EUCOM wants to resist the shift away from the Cold War deterrence idea that nuclear weapons are weapons of last resort which involve a horrifying decision to kill vast numbers of people to the post-Cold War idea that nuclear weapons can be used in a way which is strictly military and may not involve killing large numbers of civilians.

EUCOM argues for a replacement paragraph on counter-value targeting. This replacement, however, itself avoids the whole issue that counter-value targeting has typically involved the targeting of cities.

The arbitrator’s response.

In the editing log, an arbitrator decides which edits to accept. The arbitrator is the "Joint Staff Doctrine Sponsor” who comes from the Department of Defence Strategic Plans and Policy Dept (nuclear). The arbitrator does not accept EUCOM’s changes. It states that discussions with the Strategic Command (STRATCO) lawyers were the origin of the suppression of talk about counter-value which EUCOM objects to. According to the lawyers many operational law attorneys believe counter-value is an illegal strategy and, moreover, that it is no different from the terrorist doctrine employed by Al Qaeda to justify its attack on the World Trade Centre. Its comment reads:

R Open – Need to discuss with Legal – STRATCOM position from the Second Draft which generated the change to EUCOM objects is: Many operational law attorneys do not believe “countervalue” targeting (especially as defined in this JP) is a lawful justification for employment of force, much less nuclear force. Countervalue philosophy makes no distinction between purely civilian activities and military related activities and could be used to justify deliberate attacks on civilians and non-military portions of a nations economy. It therefore cannot meet the “military necessity” prong of the Law of Armed Conflict (LOAC). Countervalue targeting also undermines one of the values that underlies LOAC – the reduction of civilian suffering and to foster the ability to maintain the peace after the conflict ends. For example, under the countervalue philosophy, the attack on the World Trade Center Towers on 9/11 could be justified.

In section 350 JSDS – J5 initially seeks to deal with the conflict with EUCOM by simply listing all three categories, counter-force, counter-value, and critical infrastructure. Interestingly, its definition of counter-value highlights the point that EUCOM’s definition suppresses, that counter-value can involve targeting civilians and civilian populations centers and is about breaking the will of the nation to continue a war:

In some fora, a countervalue targeting strategy has come to be perceived as synonymous with attacks on cities and population centres. The goal of such targeting is to break the will of the adversary population; resulting in the surrender of the adversary on terms favourable to the United States.

The Arbitrator rejects this solution, again citing lawyers objections.

 

The suppression of the whole discussion.

The final acceptable text is given by JSDS-J5 in section 339. JSDS –J5 says in its comments on its rationale:

This change and its associated one on page 2.06 removes the discussion of counterforce vs countervalue targeting from the document. Also removed are the definitions from the glossary.

The final text is a typical bureaucratic compromise which can be interpreted by all parties as allowing them to go on with whatever targeting approach they favour, whether it is counter-force, counter-value, or critical targeting:

Nuclear targeting seeks to hold at risk those things upon which a potential adversary place a high value as it pursues its interests, and which support the accomplishment of US objectives.

Some other important edits

Premptive use of nuclear weapons (p.29, para 30). Changed language emphasises that n-weapons should be thought of as political instruments. Cuts out language saying that n-weapons will only be used in response to grave action, event or perceived threat. It opens up space for use of n weapons even if there is no grave action, event or perceived threat. Eucom comment correctly notes that n weapons were used in exactly this way at Hiroshima and Nagasaki. But, fails to mention the fact that there was no military necessity either or that its actual use was in part political to “manage” Russia or that the consequence has been a catastrophic global arms race. This part of the text gives us an opening to talk about the real story of what happened at Hiroshima and its consequences.

Eroding the distinction between nuclear and conventional weapons (p. 56, 301). The drift here is that commanders should decide whether to use nuclear or non nuclear on the basis of the effect they want to achieve. The erased text highlights this instrumental approach. It makes the obvious point that the integration of nuclear and conventional forces, together with the development of more usable nuclear weapons, erodes the distinction between nuclear and non nuclear in the minds of the commanders.

Collateral Damage (p. 74). The excised text “nuclear plans must consider avoidance of” collateral damage shows the continuation of the powerful fantasy that it is possible to use nuclear weapons to both control the world while continuing to act humanely. The later text shows how the development of lower yield weapons is part of this fantasy.

Strategic Force Integration (p.82). Excised text talks about CDUSSTRATCOM accomplishes strategic nuclear operations through the integration of US and allied strategic assets. Replacement text ways it “may” do this. This change is due to EUCOM insistence in section 427. That accomplishes does not reflect the actual relationship with NATO. What these changes highlights is the whole issue of the relationship between US strategic command of n-weapons and non NATO US allies – for example, what does this all mean for the relationship between the US military and the South Korean military?

The Offensive/Defensive distinction (p.88, section 443). Text makes the point that so called defensive measures, such as missile shields, cannot be separated from their part in the development of offensive strategies. And see section 480 page 94.

Future threat analysis (p.101). The excised text is a typical playing up of emerging threats. Its so rhetorical and extreme that it actually ends up making the point that this is just a US interest group making up threat scenarios so as to justify its continued appropriation of masses of money at home and its exercise of global dominance abroad. The replacement text actually accomplishes the same goal, indeed its ultimately even more alarmist, but uses a more authoritative and respectable tone and does so in a way that is less easy to attack, who can deny that Pearl Harbor happened. In fact, the replacement text is also very weak. It uses a few historical case to make a generalisation about all of history, this hides the fact that there are infact today after the end of the Cold War all sorts of opportunities for nuclear disarmament. (Also, Pearl Harbor was only a surprise in the sense that it was not known that it would be exactly at this spot that the Japanese would attack, the idea that Japan might soon attack was widespread – there is nothing like this true today). The US navy’s rationale comment in 519 states the rhetorical strategy at work here.

Lack of actually existing threats (p.104, section 529). The excised text “implausible” exposes the fact that there are no existing threats that justify the new aggressive and preemptive strategies for using nuclear weapons. Again, the standard move of appealing to military history as whole to stamp out the fact that there is a spark of hope that there is currently an international scene without major threats in which the world can cooperate to reduce nuclear weapons is resorted to.

Critical Analysis

These developments need to be seen in a longer historical context. The period after the First World War saw the development of a fantasy that a high-technology weapon, the manned bomber, could enable its possessors to combine control through terror with humanity. There was the fantasy that dropping bombs on civilians would lead to mass panic and a collapse of the will to fight. This, it was argued, was actually more humane than the protracted old-style war. War would either be deterred or of short duration. There was also the fantasy, which played a key part in the development of American air power, that precision bombing could enable a country to defeat its rivals by attacking vital economic or communications centers without destroying civilian lives.

The South formed a laboratory in which the advocates of strategic airpower sought to prove that the air weapon could win wars on its own and more cheaply than conventional armies. Thus the RAF’s use of the air weapon as a cheaper way of exercising colonial control in Somalia and Mesopotamia (Iraq) was claimed by the air power enthusiasts to prove the superiority of strategic air power.

The Second World War saw the strategies which had been used against Southern peoples being applied in Europe. The fantasy turned out to be a nightmare. The conflict saw a process of reciprocal action in which the civilian deaths resulting from limited bombing of economic targets led to demands for revenge and quick victory. This led to counter- bombing on a greater scale and a spiral of violence. The German bombing of London and the Japanese destruction of Chinese cities was followed by the deliberate creation of firestorms which destroyed Hamburg and Tokyo and by the use of atomic weapons against Hiroshima and Nagasaki.

The atomic bomb was not the magic weapon the US hoped it would be. Having already seen most of their cities devastated by conventional bombing, the Japanese did not lose their will to fight on when Hiroshima and Nagasaki were destroyed. Rather it was the combination of the Soviet entry into the Pacific theatre and the US decision to allow them to retain the Emperor which led them to surrender. Nor was the Soviet Union overawed by Hiroshima and Nagasaki, as Truman’s Secretary for States James Byrnes hoped it would be,  but instead raced to acquire its own atomic and then hydrogen bombs. A global nuclear arms race followed. Wartime cooperation gave way to a Cold War and to proxy wars … Korea, Vietnam, Angola, Mozambique, Afghanistan … in which millions perished and whose results still blight the lives of many.

What we are now seeing, then, is a return of the fantasy that new high technology weaponry – whether nuclear or conventional – can enable world domination to be combined with humanity. This is being used to justify the development of a new generation of nuclear weapons which, it is claimed, can enable the US military to rapidly overcome Southern states which are developing chemical, biological or nuclear weapons. The basis for this is an almost complete erasure of a history which showed the bankruptcy of this idea and which underscores that military strategies which are developed for use in the South may in time come to be used in the North.

 

Notes

Some background reading.

Official Documents.

Rebuilding America’s Defenses: Strategy, Forces and Resources for a New Century (A Report by The Project for a New American Century, 2000).

The National Security Strategy of the United States (US Government, 2002).

 

Critical Works.

Michael Sherry, The Rise of American Air Power

Dominick Jenkins, The Final Frontier: America, Science and Terror (Verso, 2002).

Mark Selden and Alvin Y. So, ed. War and State Terrorism (Rowman, 2004).

Tsuyoshi Hasegawa, Racing the Enemy: Stalin, Truman and the Surrender of Japan, (Harvard, 2005).

 

Guide to terms used in the editing log.

The key player in all of this is JSDS - J5 Nuc which stands for "Joint Staff Doctrine Sponsor who comes from the DoD Strategic Plans and Policy Dept (nuclear).

This is a person appointed to coordinate and adjudicate between all the comments and decide what is ignored and what is changed or added to drafts. There are two rounds of drafting before it goes to to the Joint Chief of Staff for formal approval and then becomes official policy.

 

J1 = Personnel Directorate

J2 =  Intelligence Directorate

J3 =  JCS Operations Directorate

J4 =  Logistics

J5 = Strategic Plans and Policy Dept

J6 = Command, Control, Communications and Computer Systems (C4) Directorate

J7 = Director for Operational Plans and Joint Force Development

J8 = Force Structure, Resources, and Assessment Directorate DTRA = Defense Threat Reduction Agency EUCOM is European Command LC = Legal Counsel (I think) NORAD = North American Aerospace Defense STRATCOM = Strategic Command SOCOM = Special Operations Command USN = US Navy USA = Army USJFCOM = US Joint Forces Command USFK = US Forces Korea USMC = US Marine Corps USAF = US Air Force USPACOM = US Pacific Command USSOUTHCOM = US Southern Command USTC = United States Transportation Command LC =